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TR-1: Notification of major interests in shares
REGULATORY ANNOUNCEMENT
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
Zug, 19 March 2007
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached
| Xstrata plc (“Xstrata”)
|
2. Reason for the notification (please tick the appropriate box or boxes)
| |
An acquisition or disposal of voting rights
| Yes
|
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
| |
An event changing the breakdown of voting rights
| |
Other (please specify):
| |
3. Full name of person(s) subject to the notification obligation:
| AXA S.A, 25 Avenue Matignon, 75008 Paris and its group of companies
|
4. Full name of shareholder(s) (if different from 3.):
| |
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
| 2 March 2007
|
6. Date on which issuer notified:
| 8 March 2007
|
7. Threshold(s) that is/are crossed or reached:
| |
8. Notified details:
| | |
| | | | |
A: Voting rights attached to shares
|
Class/type of shares
if possible using the ISIN CODE
| Situation previous to the Triggering transaction
| Resulting situation after the triggering transaction
|
Number of Shares
| Number of Voting Rights
| Number of shares
| Number of voting rights
| % of voting rights
|
Direct
| Direct
| Indirect
| Direct
| Indirect
|
3141100
| | | 4,141,799
| 4,141,799
| 84,297,662
| 0.43
| 8.69
|
B: Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financial instrument
| Expiration date
| Exercise/ Conversion Period/ Date
| Number of voting rights that may be acquired if the instrument is exercised/ converted.
| % of voting rights
|
|
|
|
|
|
Total (A+B)
|
Number of voting rights
| % of voting rights
|
88,439,461
| 9.12%
|
9.Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
Name of the Company / Fund
|
| Number of Shares
|
| % of issued share capital
|
AXA Sun Life plc
|
| 425,000
|
| 0.04382
|
(fmly Axa Equity & Law Life Assurance Society plc)
| |
|
Direct
| | | |
|
AXA UK Investment Co ICVC
|
| 25,000
|
| 0.00258
|
Distribution Fund
| | | |
|
Indirect
| | | |
|
AXA UK Investment Co ICVC
|
| 90,000
|
| 0.00928
|
UK Growth Fund
| | | |
|
Indirect
| | | |
|
AXA UK Investment Co ICVC
|
| 175,000
|
| 0.01804
|
UK Opportunities Fund
| | | |
|
Indirect
| | | |
|
Sun Life Pensions Management Ltd
| 50,000
|
| 0.00515
|
| | | |
|
Direct
| | | |
|
Sun Life Pensions Management Ltd
| 70,000
|
| 0.00722
|
| | | |
|
Direct
| | | |
|
Sun Life Assurance Society Plc
|
| 66,666
|
| 0.00687
|
| | | |
|
Direct
| | | |
|
AXA General Unit Trust
|
| 246,000
|
| 0.02536
|
| | | |
|
Indirect
| | | |
|
AXA Financial, Inc
|
| 54,695,046
|
| 5.63877
|
| | | |
|
Indirect
| | | |
|
AXA Colonia Konzern
|
| 969,283
|
| 0.09993
|
| | | |
|
Direct
| | | |
|
Sun Life International (IOM) Ltd
|
| 150,000
|
| 0.01546
|
| | | |
|
Direct
| | | |
|
AXA France
|
| 146,743
|
| 0.01513
|
| | | |
|
Indirect
| | | |
|
AXA Australia
|
| 33,957
|
| 0.00350
|
| | | |
|
Indirect
| | | |
|
AXA Royale Belge
|
| 1,295
|
| 0.00013
|
| | | |
|
Indirect
| | | |
|
AXA Rosenberg
|
| 1,706,046
|
| 0.17588
|
| | | |
|
Indirect
| | | |
|
AXA Financial, Inc *
|
| 27,173,909
|
| 2.80148
|
| | | |
|
Indirect
| | | |
|
Name of the Company / Fund
|
| Number of Shares
|
| % of issued share capital
|
Sun Life Unit Assurance Ltd
|
| 61,830
|
| 0.00637
|
LTAV UK Equity
| | | |
|
Direct
| | | |
|
Sun Life Unit Assurance Ltd
|
| 159,195
|
| 0.01641
|
ABL High Alpha
| | | |
|
Direct
| | | |
|
Sun Life Unit Assurance Ltd
|
| 129,304
|
| 0.01333
|
FTSE All Share Tracker
| | | |
|
Direct
| | | |
|
Sun Life Pensions Management
|
| 277,916
|
| 0.02865
|
LTAV UK Equity
| | | |
|
Direct
| | | |
|
Sun Life Pensions Management
|
| 761,103
|
| 0.07847
|
ABL High Alpha
| | | |
|
Direct
| | | |
|
Sun Life Pensions Management
|
| 631,018
|
| 0.06505
|
FTSE All Share Tracker
| | | |
|
Direct
| | | |
|
Framlington onshore private clients
| 4,666
|
| 0.00048
|
| | | |
|
Indirect
| | | |
|
AXA Winterthur
|
| 390,484
|
| 0.04026
|
| | | |
|
Direct
|
|
|
|
|
|
|
|
|
|
Total Direct
| | 4,141,799
| | 0.42700
|
Total Indirect
| | 84,297,662
| | 8.69064
|
TOTAL
|
| 88,439,461
|
| 9.11763
|
Proxy Voting:
|
10. Name of the proxy holder:
| N/A
|
11. Number of voting rights proxy holder will cease to hold:
| N/A
|
12. Date on which proxy holder will cease to hold voting rights:
| N/A
|
13. Additional information:
| N/A
|
