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Annual Information Update (PDF)
REGULATORY ANNOUNCEMENTANNUAL INFORMATION UPDATE
Zug 26 April 2007
Xstrata Plc (“the Company”) hereby announces that, pursuant to Prospectus Rule 5.2, the information detailed below in Appendices 1 - 5 to this update has been published or made available to the public in the twelve months immediately preceding the date of this update.
APPENDIX 1: RNS ANNOUNCEMENTS and PRESS RELEASES
| Date of announcement | Headline |
| 20 April 2007 | MRM's long term investment in infrastructure for the region |
| 19 April 2007 | Xstrata receives Australian Competition Clearance for LionOre offer |
| 19 April 2007 | Xstrata subsidiary Falconbridge Limited declares Preferred Share Dividends |
| 18 April 2007 | Director/PDMR Shareholding |
| 17 April 2007 | Director/PDMR Shareholding |
| 17 April 2007 | Xstrata receives Canadian Competition Bureau approval for LionOre Offer |
| 11 April 2007 | Xstrata announces disposal of aluminium assets for US$1.15 billion |
| 10 April 2007 | Xstrata Coal News Release: Xstrata Coal announces A$391 million recommended offer for Gloucester Coal |
| 9 April 2007 | News Release: Xstrata offer documents and LionOre Directors' circular delivered in respect of Xstrata's C$18.50 per share cash offer for LionOre |
| 4 April 2007 | Xstrata Nickel News Release: Inuit communities receive CDN$16.7 million in profit-sharing from Xstrata Nickel's Raglan Mine |
| 4 April 2007 | Conversion of US$600 Million 3.95% Guaranteed Convertible Bonds Due 2010 |
| 2 April 2007 | Total Voting Rights |
| 2 April 2007 | Xstrata Copper completes option exercise over Tampakan project in the Philippines and appoints new Directors to the Board of Sagittarius Mines, Inc. |
| 30 March 2007 | Director/PDMR Shareholding (7 announcements) |
| 29 March 2007 | Xstrata Offer for LionOre Receives Australian FIRB Approval |
| 29 March 2007 | Director/PDMR Shareholding |
| 26 March 2007 | Press release: Xstrata offer for LionOre: Investment Market conference call |
| 26 March 2007 | Xstrata announces friendly C$18.50 per share cash offer for LionOre |
| 22 March 2007 | Director/PDMR Shareholding |
| 16 March 2007 | Regulatory announcement: Glencore International AG disclosable interest in Xstrata |
| 15 March 2007 | Redemption of outstanding US$600 million 3.95% guaranteed convertible bonds due 2010 |
| 13 March 2007 | Xstrata launches its $4.84 million 2007 Community Partnership Program in Queensland |
| 12 March 2007 | Xstrata Copper News Release: Xstrata Copper Announces the Sale of the End-of-Life Recycling Assets operated by Noranda Recycling |
| 10 March 2007 | Director/PDMR Shareholding (7 announcements) |
| 6 March 2007 | Xstrata Production data |
| 6 March 2007 | McArthur River Mining expands concentrator capacity |
| 6 March 2007 | Xstrata Copper announces substantial mineral resource upgrades in Las Bambas and Tintaya districts in Southern Peru |
| 6 March 2007 | Xstrata plc Preliminary Results for the year ended 31st December 2006 |
| 2 March 2007 | Total Voting Rights |
| 28 February 2007 | Xstrata Nickel News Release: Xstrata Nickel and USW Local 2020 reach tentative collective agreement |
| 28 February 2007 | Xstrata Nickel News Release: USW Local 2020 members ratify new collective agreement at Xstrata Nickel Sudbury operations |
| 15 February 2007 | Xstrata Nickel: Update on Kabanga JV, Tanzania |
| 13 February 2007 | Xstrata Zinc: Temporary restriction on customer deliveries fro Northfleet lea refinery |
| 8 February 2007 | Xstrata Copper: Xstrata Copper’s North Queensland operations continue despite cyclone season |
| 2 February 2007 | Xstrata Nickel news release: New collective agreement ratified at Sudbury operations |
| 1 February 2007 | KNS and Xstrata Nickel joint release: Koniambo Nickel gives and update on its New Caledonian project |
| 1 February 2007 | Xstrata Nickel News Release: Xstrata Nickel and CAW Local 598 reach tentative collective agreement |
| 1 February 2007 | Issue of four million ordinary shares to Xstrata Employee Ownership Trust and Notification of total voting rights |
| 19 January 2007 | Xstrata declares Falconbridge preferred share dividends |
| 10 January 2007 | Glencore International disclosable interest |
| 9 January 2007 | Xstrata Alloys and Bakwena Ba Mogopa conclude black economic empowerment transaction |
| 22 December 2006 | Glencore International and CS Group joint interest |
| 21 December 2006 | Xstrata Copper News Release: Xstrata Copper exercises option to acquire 62.5% of Tampakan Project in the Philippines |
| 20 December 2006 | Total Voting Rights |
| 18 December 2006 | Director/PDMR Shareholding |
| 18 December 2006 | Xstrata Nickel Press Release: Xstrata Nickel invests $5 million inc Centre for Excellence in Mining Innovation "CEMI" at Laurentian University |
| 15 December 2006 | Director/PDMR Shareholding |
| 14 December 2006 | Xstrata Nickel Press Release: Xstrata Nickel invests in Lecture Series at Laurentian University: Dr Roberta Bondar to speak Marc 22, 2007 |
| 12 December 2006 | Credit Suisse Securities (Europe) Limited disclosable interest in Xstrata |
| 12 December 2006 | Glencore International AG disclosable interest in Xstrata |
| 12 December 2006 | Credit Suisse Holding in Xstrata |
| 11 December 2006 | Xstrata plc guarantees Falconbridge Notes and Preferred Shares |
| 7 December 2006 | Xstrata Coal: Xstrata Coal commits $25 million to FutureGen clean coal project |
| 6 December 2006 | Glencore International Holding in Xstrata |
| 4 December 2006 | Application for Listing |
| 1 December 2006 | Glencore International and CSFB joint interest |
| 1 December 2006 | Xstrata Nickel News Relese: Xstrata Nickel to begin first phase development of Fraser Morgan Project in Sudbury |
| 1 December 2006 | Xstrata Coal News Release: Total Coal and Xstrata Coal settle long-term arrangements for ATC and ATCOM operations |
| 28 November 2006 | Analyst Visit to Xstrata's North and South American Operations |
| 24 November 2006 | Xstrata Nickel and SMSP joint release: Xstrata Nickel and SMSP provide update on the progress of the Northern Plant construction |
| 22 November 2006 | Xstrata Zinc: Xstrata Zinc and University of Ballarat announce $2.1 million alliance to support Minerals Industry Education |
| 13 November 2006 | Director/PDMR Shareholding |
| 8 November 2006 | Xstrata plc announces pricing of debut notes offering |
| 7 November 2006 | Company announcement: Glencore International and CSFB joint interest |
| 6 November 2006 | Company announcement: Glencore International and CSFB joint interest |
| 6 November 2006 | Company announcement: AXA disclosable interest in Xstrata |
| 6 November 2006 | Xstrata Copper News Release: Xstrata confirms power station proposal |
| 6 November 2006 | Xstrata plc announces debut notes offering |
| 2 November 2006 | Xstrata completes acquisition of Falconbridge; Falconbridge completes redemption of preferred shares |
| 1 November 2006 | Xstrata Copper News Release: Xstrata Copper announces decision to sole fund further work on Tampakan Project in the Philippines |
| 1 November 2006 | Xstrata subsidiary Falconbridge announces further capital management initiatives |
| 31 October 2006 | Glencore International and CSFB joint interest |
| 26 October 2006 | Xstrata Coal: Production at Oaky Creek open-cut to cease in December |
| 20 October 2006 | MRM receives Federal consent |
| 20 October 2006 | Xstrata Coal wins Premier NSW Export Award |
| 18 October 2006 | Xstrata Copper announces change in senior management in North Queensland |
| 17 October 2006 | Xstrata plc subsidiary Falconbridge completes Novicourt acquisition |
| 13 October 2006 | Xstrata Zinc: MRM welcomes NT Mininster's approval of $110 million open pit mine |
| 13 October 2006 | Xstrata acquires additional shares of Falconbridge under compulsory acquisition |
| 12 October 2006 | Publication of Listing Particulars |
| 12 October 2006 | Application for Listing |
| 12 October 2006 | Application for listing of USD375M 4% Convertible Bonds Due 2017 |
| 9 October 2006 | Xstrata Copper News Release: Xstrata launches Eliza the Robot at Mount Isa hospital |
| 6 October 2006 | Glencore International and CSFB joint interest |
| 6 October 2006 | Guaranteed Convertible Bonds - Notice of Adjustment of Exchange Price |
| 5 October 2006 | Xstrata Zinc: Completion of 1st stage of the Mount Isa Zinc concentrator upgrade and expansion |
| 3 October 2006 | 1 for 3 Rights Issue up to 235,787,596 new shares at £12.65 per new share to raise approximately £2.9 billion (approximately US$5.5 billion) |
| 3 October 2006 | Prospectus in relation to Rights Issue lodged with the Financial Services Authority |
| 29 September 2006 | Glencore International and CSFB joint interest |
| 26 September 2006 | Xstrata Joint Media Release: Xstrata-Merafe's Lion Ferrochrome Smelter starts production |
| 21 September 2006 | Xstrata Copper News Release: Horne Smelter announces significant investment |
| 21 September 2006 | AXA disclosable interest in Xstrata |
| 20 September 2006 | Xstrata's subsidiary Falconbridge Ltd announces subsequent acquisition of Novicourt Shares |
| 19 September 2006 | Xstrata Nickel Press Release: Xstrata Nickel to expand recycling business with construction of new Sudbury plant |
| 15 September 2006 | Xstrata's subsidiary Falconbridge announces redemption of preferred shares |
| 14 September 2006 | Xstrata Nickel Press Release: CEO visit to Koniambo Project |
| 13 September 2006 | Second supplementary circular relating to acquisition of Falconbridge sent to shareholders |
| 11 September 2006 | Xstrata Coal: Xstrata Coal wins NSW Environment Excellence Award |
| 6 September 2006 | Xstrata commences compulsory acquisition of remaining Falconbridge common shares |
| 5 September 2006 | Xstrata Alloys News Release: Xstrata Alloys appoints new Chief Financial Officer |
| 5 September 2006 | Xstrata Copper News Release: Xstrata Copper Chief Executive will manage copper operations in Chile |
| 1 September 2006 | Xstrata Copper News Release: Xstrata Copper announces new senior management appointment |
| 31 August 2006 | Joint release: ARM exercises option to acquire further 10% interest in Xstrata Coal South Africa, excl Goedgevonden JV |
| 26 August 2006 | Xstrata acquires additional 4.9% of Falconbridge and commences compulsory acquisition to achieve 100% |
| 22 August 2006 | Xstrata's subsidiary Falconbridge Limited announces expiry of offer for Novicourt |
| 21 August 2006 | Xstrata announces new senior management appointments and assumes full management control of Falconbridge |
| 18 August 2006 | Glencore International and CSFB joint interest |
| 17 August 2006 | Falconbridge announces changes to Board of Directors |
| 15 August 2006 | Xstrata acquires additional 67.8% of Falconbridge and extends offer to 25 August 2006 |
| 15 August 2006 | Glencore International and CSFB joint interest |
| 14 August 2006 | Xstrata Shareholders approve increased offer for Falconbridge |
| 2 August 2006 | Xstrata Interim Results for the 6 months ended 30 June 2006 |
| 2 August 2006 | Extension of mine life at Minera Alumbrera |
| 2 August 2006 | Approval of Zinc-Lead Projects at Mount Isa to increase concentrate production by 60% by 2008 and extension of ore reserves at Mount Isa |
| 28 July 2006 | Xstrata's C$62.50 All Cash Offer remains open for all Falconbridge Shareholders |
| 28 July 2006 | Xstrata purchase of Falconbridge shares |
| 27 July 2006 | Xstrata announces intention to purchase up to 5% of Falconbridge Common Shares on TSX |
| 25 July 2006 | Xstrata receives Investment Canada Act Approval |
| 25 July 2006 | Xstrata's All Cash Offer for Falconbridge remains best choice for shareholders |
| 20 July 2006 | Notice of EGM to be held on 14 August 2006 and supplementary circular to shareholders |
| 20 July 2006 | Response to Phelps Dodge and Inco statement confirming Inco Offer is "Best and Final" |
| 19 July 2006 | Xstrata increases offer for Falconbridge to C$63.25 per share in cash including special dividend and waives minimum tender condition |
| 13 July 2006 | Xstrata receives EU competition clearance for Falconbridge acquisition |
| 11 July 2006 | Xstrata increases offer for Falconbridge to C$59 per share in cash |
| 7 July 2006 | Extension of offer for Falconbridge Limited |
| 6 July 2006 | Xstrata Joint Media Release: Establishment of Arm Coal, a major new South African coal mining company |
| 4 July 2006 | News Release: Industry Canada Review Period Extended |
| 3 July 2006 | Xstrata Zinc: MRM lodges Public Environmental Report |
| 30 June 2006 | Xstrata shareholders approve Falconbridge acquisition |
| 21 June 2006 | Xstrata Zinc: Xstrata Zinc sets the record straight about Mount Isa |
| 21 June 2006 | News Release: Xstrata joins the International Council on Mining and Metals |
| 20 June 2006 | Xstrata Coal News Release: Xstrata signs heads of agreement for partial sales of Cook Colliery |
| 19 June 2006 | Application for Block Listing of 12,100,333 shares in connection with Xstrata Capital Corporation Guaranteed Convertible Debenture 2017 |
| 15 June 2006 | News release: Xstrata receives Canadian competition clearance for Falconbridge offer |
| 14 June 2006 | News Release: US DoJ confirms no competition issues with Xstrata's offer for Falconbridge |
| 8 June 2006 | AXA disclosable interest in Xstrata |
| 1 June 2006 | Xstrata plc C$52.50 All Cash Offer for Falconbridge remains best choice for Shareholders |
| 31 May 2006 | Notice of EGM and Circular to Shareholder |
| 26 May 2006 | Glencore International and CSFB joint interest |
| 22 May 2006 | Batiss Investment disclosable interest in Xstrata |
| 22 May 2006 | Joint News Release: GBC recognises Xstrata Coal with HIV/AIDS award |
| 19 May 2006 | Xstrata delivers offer documents for C$52.50 per share cash offer for Falconbridge Limited |
| 17 May 2006 | Xstrata plc announces C$52.50 per share cash offer for Falconbridge Limited |
| 16 May 2006 | Xstrata plc announces acquisition of Tintaya Copper Mine from BHP Billiton for US$750 million |
| 11 May 2006 | Director Resignation – D Issroff |
| 11 May 2006 | Xstrata announces University of Queensland recipients of Xstrata Scholarship |
| 9 May 2006 | Director/PDMR Shareholding |
| 9 May 2006 | Results of Voting on Resolutions at Annual General Meeting |
| 3 May 2006 | Glencore International and CSFB joint interest |
| 27 April 2006 | Xstrata Coal: Xstrata Officially opens Rolleston Coal mine |
| 26 April 2006 | Annual Information Update |
APPENDIX 2: DOCUMENTS FILED AT COMPANIES HOUSE
All of the documents listed below were filed with Companies House at Crown Way, Maindy, Cardiff CF14 3UZ www.companieshouse.gov.uk on or around the dates indicated. Copies can be downloaded from the Companies House website www.direct.companieshouse.gov.uk
| Date filing received by Companies House | Description of document filed |
| 21 April 2007 | 288 (C) Change of particulars for director or secretary |
| 4 April 2007 | 88(2)R Allotment of Shares |
| 28 March 2007 | 88(2)R Allotment of Shares |
| 25 March 2007 | 88(2)R Allotment of Shares |
| 22 March 2007 | 88(2)R Allotment of Shares |
| 22 March 2007 | 88(2)R Allotment of Shares |
| 9 March 2007 | 88(2)R Allotment of Shares |
| 7 March 2007 | 88(2)R Allotment of Shares |
| 15 February 2007 | 88(2)R Allotment of Shares |
| 12 February 2007 | 363s Annual Return by Company |
| 28 November 2006 | 88(2)R Allotment of Shares |
| 18 September 2006 | 88(2)R Allotment of Shares |
| 13 September 2006 | Interim Accounts made up to 30 June 2006 |
| 23 August 2006 | Resolutions Passed at EGM |
| 11 August 2006 | Notice of Increase in Nominal Capital |
| 11 August 2006 | Resolutions Passed at EGM |
| 9 June 2006 | 88(2)R Allotment of Shares |
| 9 June 2006 | Annual Accounts made up to 31 December 2005 |
| 26 May 2006 | 88(2)R Allotment of Shares |
| 18 May 2006 | Special Resolutions at AGM |
| 17 May 2006 | 288b Director Resignation |
Date of posting on website Description of document
9 April 2007 Xstrata take-over bid circular for LionOre including Letter
of Transmittal, Notice of Guaranteed Delivery
4 April 2007 Annual Report 2006 with Notice of AGM, Dividend Information Letter, Form of Proxy
6 March 2007 Preliminary Full Year Results 2006
6 March 2007 Ore Reserves and Mineral Resources
6 March 2007 Xstrata Production Data
26 October 2006 Falconbridge Limited Preferred Share Redemption – Paid
up Capital Amounts
12 October 2006 US$375m 4% Convertible Bonds due 2017
5 October 2006 Provisional Allotment Letter
3 October 2006 Prospectus for 1 for 3 Rights Issue
3 October 2006 Notice of Compliance with respect to compulsory acquisition of Falconbridge dissenting shareholders
2 October 2006 Notice of the second compulsory acquisition – Falconbridge
2 October 2006 Transmittal and election form
12 September 2006 Second supplementary circular re acquisition of Falconbridge Limited and working capital
6 September 2006 Letter of transmittal and election form
6 September 2006 Notice of compulsory acquisition
2 August 2006 Interim Report 2006
21 July 2006 Notice of guaranteed delivery
21 July 2006 Letter of transmittal
20 July 2006 Circular and Notice of Extraordinary General Meeting & Form of Proxy
11 July 2006 Notice of variation of offer to purchase Falconbridge Ltd
7 July 2006 Notice of extension of offer for Falconbridge
30 May 2006 Circular and Notice of Extraordinary General Meeting and Form of Proxy
19 May 2006 Falconbridge offer document
17 May 2006 Equity placing
In addition, various company presentations made to Conferences and to analysts can be viewed on the company website at www.xstrata.com/investors.php?id=presentations
APPENDIX 4: INFORMATION SENT TO SHAREHOLDERS
Date Description of document
4 April 2007 The Annual Report and Accounts for the year ended 31st December 2006 together with the Notice of AGM and Form of Proxy for the AGM to be held on 8th May 2007.
3 October 2006 Prospectus for 1 for 3 Rights Issue
20 July 2006 A circular and Notice of Extraordinary General Meeting (EGM) for the EGM held on 14th August 2006.
30 May 2006 A circular and Notice of Extraordinary General Meeting (EGM) for the EGM held on 30th June 2006.
APPENDIX 5: DOCUMENTS SENT TO THE UK LISTING AUTHORITY
Copies of the Annual Reports and Accounts, Notices of meetings, proxy forms, AGM and EGM resolutions, circulars, prospectuses, interim accounts and the US$375m 4% convertible bond due 2017, were also sent to the UK Listing Authority and can be viewed at the Document Viewing Facility, The Financial Services Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS.
Copies of documents are also available for inspection at the Company’s registered office, at 4th Floor, Panton House, 25 Haymarket, London SW1Y 4EN, during normal business hours.
Caution: This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom (Prospectus Rule 5.2) and not for any other purpose and neither the Company, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information which it contains. This information is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future.
| Xstrata contacts | ||||
| Richard Elliston | Claire Divver | |||
| Telephone | +44 20 7968 2885 | Telephone | +44 20 7968 2871 | |
| Mobile | +44 7759 924 576 | Mobile | +44 7785 964 340 | |
| Email | relliston@xstrata.com | Email | cdivver@xstrata.com | |